2002-33: Acceptance of Awards – Decommissioned 12/30/2022
(Research/Sponsored Programs)
2002-24: Account Closeout – Deleted 12/4/19. See University-wide Sponsored Award Closeout
(Research/Sponsored Programs)
2002-35: Accounting Authority and Responsibility
(Research/Sponsored Programs)
2002-15: Accounting for Matching Gifts
(Research/Sponsored Programs)
2002-16: Accounting for Program Income
(Research/Sponsored Programs)
2002-31: Administration of Clinical Trials
(Research/Sponsored Programs)
2002-23: Administration of Sponsored Projects
(Research/Sponsored Programs)
Animal Use in Research, Teaching and Testing
(University-wide Policy)
2006-15: Applicable Credits/Sponsored Programs
2002-30: Approval of Proposals
(Research/Sponsored Programs)
2004-02: Authority of the Human Subjects Protection Program
2002-38: Budgets
(Research/Sponsored Programs)
2006-07: Clinical Research/Trials Budget Review
2010-01: Clinical Research Trials Facility Discount for Hospital-Based Outpatient Programs
2006-08: Clinical Research/Trials Patient Billing Compliance
ClinicalTrials.Gov
(University-wide Policy)
2007-06: Clinical Trials Under Contract – Administrative Requirements
2002-27: Compliance with Federal Subrecipient Standards of OMB Uniform Guidance – Decommissioned 12/30/2022
(Research/Sponsored Programs)
2002-37: Cost Accounting Standards (CAS) – Deleted 12/4/19. See University-wide Governing and Cost Accounting Standards
(Research/Sponsored Programs)
2002-14: Cost Sharing/Matching Requirements – Deleted and replaced by University-wide policy
(Research/Sponsored Programs)
Cost Sharing Policy
(University-wide Policy)
2002-07: Cost Transfers and Payroll Reallocations
(Research/Sponsored Programs)
2002-20: Delinquent Payment and/or Non-payment of Project Cost by Sponsors
(Research/Sponsored Programs)
2002-19: Direct Billing
(Research/Sponsored Programs)
2002-39: Direct Cost Expenditures – Decommissioned 12/30/2022
(Research/Sponsored Programs)
2017-01: Educational Requirements for Clinical Trial Billing Compliance
Effort on Sponsored Program Activities, Policy on
(University-wide Policy)
Effort Reporting and Certification
(Institutional Policy)
2012-01: Email Communication with Patients/Research Participants – Policy deleted and replaced by 2011-04 Electronic Communication of Confidential Data
2006-06: Evaluation of Clinical Research/Trial for Medicare Reimbursement
Export Control
(University-wide Policy)
2002-26: External Audits
(Research/Sponsored Programs)
2002-10: Facilities and Administrative Costs
(Research/Sponsored Programs)
2002-11: Facilities and Administrative (F & A) Cost Rate Proposal Preparation
(Research/Sponsored Programs)
2002-28: Financial Record Retention
(Research/Sponsored Programs)
2002-34: Financial Responsibility
(Research/Sponsored Programs)
2002-18: Funding Under Letter of Credit Agreements
(Research/Sponsored Programs)
2002-12: Governing Standards – Deleted 12/4/19, See University Wide Governing and Cost Accounting Standards
(Research/Sponsored Programs)
Governing and Cost Accounting Standards
(University-Wide Policy)
2006-13: Health Insurance Coverage for Cancer Clinical Trials in Connecticut
Replaces the following policies retired on 6/19/23
- 2003-18: Accounting of Disclosures of PHI
- 2020-11: Patients’ Right to Access Their PHI in a Designated Record Set
- 2020-12: Patients’ Right to Request Amendment to Health Information
Human Stem Cell Research Approval
(University-wide Policy; Updates UConn Health Policy 2006-17 of August 11, 2006)
Human Subjects Research
(University-wide Policy)
2006-01: Individual Financial Conflict of Interest in Research
2009-03: Institutional Conflicts of Interest in Research
2009-05: Institutional Discounts for Investigator – Initiated Clinical Trials
Intellectual Property and Commercialization
(University-wide Policy)
2002-21: Interim and Final Financial Reports
(Research/Sponsored Programs)
2004-04: IRB Approval of Human Research Conducted by Subcontractors
2012-05: Legal Representative for Health Care Decisions
Negotiation and Acceptance of Sponsored Program Awards
(Institutional Policy)
2002-32: Negotiation of Awards – Decommissioned 12/30/2022
(Research/Sponsored Programs)
2002-13: Negotiation of Facilities and Administrative (F & A) Costs and Employee Benefit Rates
(Research/Sponsored Programs)
2011-05: Occupational Exposure to Bloodborne Pathogens – Evaluation and Treatment
2003-17A: Patient Right to View His/Her Medical/Dental/Research and/or Billing Record – 11/2/20 deleted and combined with Patients’ Right to Access Their PHI in a Designated Record Set policy
Policy on Alleged Misconduct in Research
(University-wide Policy)
Principal Investigator Eligibility on Sponsored Projects
(Institutional Policy)
2002-06: Procurement of Goods and Services
(Research/Sponsored Programs)
2006-10: Reconciliation of Clinical Research Funds
2014-06: Retention, Storage, and Disposal/Destruction of Medical Records
2002-29: Revenue Recognition
(Research/Sponsored Programs)
2002-41: Review and Approval of Research Involving Animal Subjects
2002-42: Review and Approval of Research Involving Human Subjects
2008-05: Senior/Key Personnel and Committed Effort – Deleted and replaced by University Wide Effort on Sponsored Program
(Research/Sponsored Programs)
Sponsored Award Closeout
(University-wide Policy)
Sponsored Project Expenditures: Approval and Monitoring
(Institutional Policy)
2002-17: Sponsored Project Payments
(Research/Sponsored Programs)
2002-22: Sponsored Projects Closeout – Deleted 12/4/19. See University Wide Sponsored Award Closeout
(Research/Sponsored Programs)
2009-06: Stabilization of Charges for Clinical Research Trials
2007-03: Storage in Main Building Lab Area Corridors
Sponsored Project Expenditures: Approval and Monitoring
(Institutional Policy)
Subrecipient Monitoring
(Institutional Policy)
2006-02: Suspension or Termination of IRB Approval Imposed by Administrative Officers
(Human Subjects Protection Office)
2010-04: Transfer of Research Equipment and/or Other Assets to Another Institution
2002-36: Types of Sponsored Programs
(Research/Sponsored Programs)
2002-05: Unallowable Costs/Administrative Costs
(Research/Sponsored Programs)
2002-09: University Service Centers/Recharge Centers
(Research/Sponsored Programs)
2023-05: Use and Disclosure of Protected Health Information
Replaces the following policies retired on 6/19/23
- 2003-29: Creation, Use and Disclosure of De-Identified PHI
- 2003-30: Limited Data-Set Creation, Use and Disclosure
2003-28: Use and Disclosure of PHI for Research Purposes (Privacy and Security of PHI) – RETIRED
2002-25: Write-off of Overdrafts and Disallowances
(Research/Sponsored Programs)
2004-05: Written Agreements for Sponsored/Funded Research Involving Human Subjects